-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HrS/VmaLIEbqMJHXe/3UrCrCyL1A0t1MOgbpI501w6J39FVZNL/GuZ4dOW+n7VtJ QSuFzF1yjHQcJr5bzsNrSQ== 0000927016-03-000569.txt : 20030212 0000927016-03-000569.hdr.sgml : 20030212 20030212115033 ACCESSION NUMBER: 0000927016-03-000569 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030212 GROUP MEMBERS: LEASE AND RENTAL MANAGEMENT CORP FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DELUCA WILLIAM P JR CENTRAL INDEX KEY: 0001218406 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 45 HAVERHILL STREET CITY: ANDOVER STATE: MA ZIP: 01810 BUSINESS PHONE: 9784754883 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LSB CORP CENTRAL INDEX KEY: 0001143848 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043557612 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-61963 FILM NUMBER: 03553070 BUSINESS ADDRESS: STREET 1: C/O LSB CORP. STREET 2: 30 MASSACHUSETTS AVE. CITY: NORTH ANDOVER STATE: MA ZIP: 01845 BUSINESS PHONE: 9789757500 SC 13G/A 1 dsc13ga.txt AMENDMENT #4 TO SCHEDULE 13G SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Under the Securities Exchange Act of 1934 (Amendment No. 4)* LSB Corporation --------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 50215P1 00 --------------- (CUSIP Number) December 31, 2002 (annual filing) --------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 50215P1 00 13G Page 2 of 6 Pages - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only). William P. DeLuca, Jr. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization U.S. - -------------------------------------------------------------------------------- 5. Sole Voting Power NUMBER OF 10,500 SHARES ------------------------------------------------------------- BENEFICIALLY 6. Shared Voting Power OWNED BY 414,300* EACH ------------------------------------------------------------- REPORTING 7. Sole Dispositive Power PERSON 10,500 WITH ------------------------------------------------------------- 8. Shared Dispositive Power 414,300* - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 424,800* - -------------------------------------------------------------------------------- 10. Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [_] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 9.99%** - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- * Includes 8,900 shares held by a trust of which William P. DeLuca, Jr. is a trustee and 405,400 shares held by a corporation of which William P. DeLuca, Jr. is the Chairman of the Board of Directors and the controlling shareholder. ** Based upon 4,253,205 shares of Common Stock outstanding as of December 16, 2002 as reported by the Issuer. CUSIP NO. 50215P1 00 13G Page 3 of 6 Pages - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only). Lease and Rental Management Corp. (EIN 04-2651339) - -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Massachusetts - -------------------------------------------------------------------------------- 5. Sole Voting Power NUMBER OF 405,400 SHARES ------------------------------------------------------------- BENEFICIALLY 6. Shared Voting Power OWNED BY 0 EACH ------------------------------------------------------------- REPORTING 7. Sole Dispositive Power PERSON 405,400 WITH ------------------------------------------------------------- 8. Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 405,400 - -------------------------------------------------------------------------------- 10. Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [_] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 9.53%* - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- * Based upon 4,253,205 shares of Common Stock outstanding as of December 16, 2002 as reported by the Issuer. CUSIP No. 50215P1 00 13G Page 4 of 6 Pages Item 1(a) Name of Issuer: LSB Corporation Item 1(b) Address of Issuer's Principal Executive Offices: 30 Massachusetts Avenue, North Andover, Massachusetts 01845 Item 2(a) Name of Person Filing: William P. DeLuca, Jr. and Lease and Rental Management Corp. Item 2(b) Address of Principal Business Office or, if None, Residence: 45 Haverhill Street, Andover, Massachusetts 01810 Item 2(c) Citizenship: William P. DeLuca, Jr.: USA Lease and Rental Management Corp.: Massachusetts Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 50215P1 00 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) ___ Broker or dealer registered under section 15 of the Exchange Act; (b) ___ Bank as defined in Section 3(a)(6) of the Exchange Act; (c) ___ Insurance Company as defined in Section 3(a)(19) of the Exchange Act; (d) ___ Investment Company registered under Section 8 of the Investment Company Act; (e) ___ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) ___ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) ___ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) ___ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) ___ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) ___ Group, in accordance with Rule 13d-1(b)(1)(ii)(J). CUSIP No. 50215P1 00 13G Page 5 of 6 Pages Item 4. Ownership. As to William P. DeLuca, Jr.: (a) Amount Beneficially Owned: 424,800* shares (b) Percent of Class: 9.99%** (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 10,500 (ii) shared power to vote or to direct the vote: 414,300* (iii) sole power to dispose or to direct the disposition of: 10,500 (iv) shared power to dispose or to direct the disposition of: 414,300*
As to Lease and Rental Management Corp.: (a) Amount Beneficially Owned: 405,400 shares (b) Percent of Class: 9.53%** (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 405,400 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 405,400 (iv) shared power to dispose or to direct the disposition of: 0
--------------------- * Includes 8,900 shares of Common Stock held in a trust of which William P. DeLuca, Jr. is a trustee and 405,400 shares held by a corporation of which William P. DeLuca, Jr. is the Chairman of the Board of Directors and the controlling shareholder. ** Based upon 4,253,200 shares of Common Stock outstanding as of December 16, 2002 as reported by the Issuer. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [_]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable CUSIP No. 50215P1 00 13G Page 6 of 6 Pages Item 8. Identification and Classification of Members of the Group. Not applicable Item 9. Notice of Dissolution of Group. Not applicable Item 10. Certification. By signing below, we certify that, to the best of our knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. /s/ William P. DeLuca, Jr. ---------------------------------------- William P. DeLuca, Jr. LEASE AND RENTAL MANAGEMENT CORP., a Massachusetts corporation By: /s/ William P. DeLuca, III ------------------------------------- William P. DeLuca, III, its Treasurer Dated: January 21, 2003 -----END PRIVACY-ENHANCED MESSAGE-----